Aura Capital Financial
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(+91) 9893092162

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SEBI Reg. No.

INH000020013

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BSE Enlistment No

6520

SEBI Reg. No

INH000020013

SEBI Registration No. INH000020013

Aura Capital Financial Services (“the Company”) is a SEBI-registered reserch analysis operating under Registration No: INH000020013. These Terms and Conditions govern your access to and use of our reserch analysis services, website, trading recommendations, and other offerings. By engaging with us, you confirm your agreement to abide by the terms outlined below, in accordance with the Securities and Exchange Board of India (SEBI) regulations.

1. Regulatory Compliance

Aura Capital Financial operates in strict accordance with SEBI’s reserch analysis Regulations, 2013. We prioritize ethical conduct, transparency, and client-first reserch analysis practices as mandated by SEBI. Our recommendations are always framed with client suitability and regulatory integrity in mind.


2. Eligibility

Our services are intended only for individuals and legal entities legally capable of entering into binding agreements and authorized to participate in the Indian securities markets. Services are not provided to minors or any restricted individuals.


3. Client Classification & Suitability

We follow SEBI guidelines to classify clients based on their risk tolerance, investment horizon, financial literacy, and objectives. Clients must complete a Risk Profiling Questionnaire before availing of any reserch analysis services to ensure the suitability of recommendations.


4. Nature of Reserch Analysis Services

We provide research-based recommendations in:

  • Equity (Cash & Delivery)

  • Derivatives (Futures & Options in Nifty, Bank Nifty, etc.)

  • Commodities (MCX)

  • Technical & Fundamental Reports

  • Intraday and Positional Calls
    All advice is non-binding and subject to market conditions.


5. Fee Structure

Our services are based on a transparent, fee-only model with no commissions or third-party incentives. Clients are required to accept the agreed fee structure before services commence. Fees are payable upfront or as per agreement and are disclosed clearly at the start of the reserch analysis engagement.


6. Confidentiality & Privacy

We respect the privacy of our clients and ensure strict confidentiality of personal and financial information. Data is stored securely and shared only under legal compulsion or regulatory compliance. For more details, refer to our [Privacy Policy].


7. Risk Disclosure

Investments in stock markets and related instruments carry inherent risk. Clients may suffer losses due to market volatility, regulatory changes, or unforeseen events. Aura Capital Financial does not assure profit or protection against loss.


8. No Guarantee of Returns

We do not provide assured or guaranteed returns. Our recommendations are based on best-effort research, but past performance does not indicate future results. Investment decisions are solely the client’s responsibility.


9. Conflict of Interest

Aura Capital Financial follows SEBI’s code of conduct to avoid conflicts of interest. We do not engage in proprietary trading of securities recommended to clients. Any potential conflict, if present, will be disclosed transparently.


10. Reserch Analysis Agreement

All clients must execute a formal reserch analysis Agreement outlining scope, fees, client rights, and responsibilities. This legally binding document must be signed before commencing services.


11. Limitation of Liability

Aura Capital Financial shall not be liable for any direct or indirect losses arising from use of our services, including loss of data, profit, or market loss due to external events or inaccuracies.


12. Cancellation & Refund Policy

Clients may cancel services at any time. Refunds (if any) will be processed as per the terms in the reserch analysis Agreement, typically within 15 days of service initiation. Partial refunds are at the sole discretion of the firm based on service delivery status.


13. Client Obligations

Clients must provide accurate and updated financial details to help ensure relevant advice. Timely fee payments and agreement compliance are mandatory.


14. Termination of Services

We reserve the right to terminate any client relationship in the event of breach of terms, non-compliance, or misconduct. Clients may also voluntarily terminate the agreement by giving written notice.


15. SEBI Compliance

Aura Capital Financial complies with all ongoing regulatory filing, reporting, and ethical standards required under SEBI guidelines. Clients can approach SEBI for grievance resolution via the SCORES portal.


16. Grievance Redressal

Clients can report grievances via email or our contact number. We aim to resolve all complaints within 30 working days. For unresolved matters, clients may escalate issues to SEBI through [https://scores.gov.in].


17. Intellectual Property

All research, reports, and content published by us are proprietary to Aura Capital Financial. Clients may not reproduce, redistribute, or commercially use any material without prior written consent.


18. Amendments

We reserve the right to modify these Terms and Conditions at any time. Clients will be notified of such changes via website updates or email. Continued usage implies acceptance of the updated terms.


19. Force Majeure

We are not responsible for delays or failures due to events beyond our control, such as natural disasters, regulatory shutdowns, or technology failures.


20. Governing Law

These terms are governed by the laws of India. Any dispute will be subject to jurisdiction of the competent courts of Indore.