SEBI Registration No. INH000020013
Disciplinary history
No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Analyst relating to Research Analyst services.
There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its employees.
Details of associates
No associates
Disclosures with respect to Research and Recommendations Services
Research Analyst may have financial interest or actual / beneficial ownership in the securities recommended in its personal portfolio. Details of the same may be referred through the disclosures made at the time of advice.
There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
Research Analyst or its employee or its associates have not received any compensation from the subject company in past 12 months.
Research Analyst or its employee or its associates have not managed or co-managed the public offering of Subject Company in past 12 months.
Research Analyst or its employee or its associates have received any compensation for investment banking or merchant banking of brokerage services from the subject company in past 12 months.
Research Analyst or its employee or its associates have not received any compensation for products or services other than above from the subject company in past 12 months.
Research Analyst or its employee or its associates have not received any compensation or other benefits from the Subject Company or 3rd party in connection with the research report/ recommendation.
The subject company was not a client of Research Analyst or its employee or its associates during twelve months preceding the date of distribution of the research report and recommendation services provided.
Research Analysts or its employee or its associates has not served as an officer, director or employee of the subject company.
Research Analysts has not been engaged in market making activity of the subject company.
Terms & Conditions
Please read these terms carefully before using our services
Welcome to Aura Capital Financial Services. By accessing or using the services or website of Aura Capital Financial Services, you agree to be legally bound by the terms and conditions outlined below. These terms may be modified at any time without prior notice, and continued use of our website implies acceptance of the revised terms. Clients are advised to check our website regularly for updates.
Registration & KYC
- By registering with Aura Capital Financial Services, you confirm that all personal and contact details provided are accurate and up to date.
- In order to use Aura Capital Financial Services, you must provide certain personal information as per regulations.
- Service will start post completion of KYC as per norms. Service tenure will be applicable as per the package.
- Aura Capital Financial Services will render services only after receiving all credentials i.e., KYC for acknowledgement of mutual well-being.
Services & Trading Policy
- No Guaranteed Service:We do not offer any type of guaranteed service, surety, or fixed profit commitment plan. We do not have services related to any type of profit sharing or portfolio management services.
- Stop Loss:Aura Capital Financial Services recommends strict adherence to its trading discipline, especially stop-loss policies. It is mandatory for clients to maintain stop loss in each and every trading recommendation. Clients who choose to deviate from these recommendations do so at their own risk.
- Execution:Client needs to trade on each & every recommendation/trading calls provided by us for better results.
- Risk Warning:Investment in NSE/BSE/MCX/Stock Market is subject to market risk. Clients need to follow all the given technical levels & instructions in a strict manner. Aura Capital Financial Services does not suggest taking loans for investment purposes.
Payment & Fees
Subscription Fee is paid in advance followed by the KYC process. It is assumed that the client has made payment with their free consent. Profit and loss which is the result of the trading and investment will be totally borne by the client.
Refund Policy: Refunds for cancellations will be issued only for the unused portion of the subscription period. The refund amount will be calculated on a pro-rata basis after deducting charges for services already availed, including applicable taxes and administrative fees. Refunds are not provided for services already rendered or completed subscription periods. Clients may contact support for assistance.
Communication & Security
- Consent:By registering with Aura Capital Financial Services, you give consent to receive calls, emails, and SMS alerts from the company, even if your number is registered under DND (Do Not Disturb).
- Official Channels:All services/trading recommendations are shared via your registered contact channel. We suggest you not to work on personal recommendations given by associates of the company.
- Security:You are not supposed to give your De-mat login id, password to any of our employees. Neither company nor any of the employees are responsible for your losses, it will be at your own risk.
Liability & Indemnification
Liability Disclaimer: All content, recommendations, and services are provided on an “as-is” and “as-available” basis. While care is taken in research and analysis, Aura Capital Financial Services does not guarantee the accuracy or timeliness of the information. Aura Capital Financial Services shall not be liable for delays in service or interruptions due to technical failures, internet outages, or other force majeure events.
Indemnification: You agree to indemnify and hold harmless Aura Capital Financial Services, its employees, directors, and affiliates from any losses, claims, or legal expenses arising out of your misuse of services or violation of these terms.
Jurisdiction
All disputes or claims arising from the use of our services or website shall be subject to the exclusive jurisdiction of courts in Indore, Madhya Pradesh. This includes any matters related to interpretation, performance, breach, or enforceability of agreements entered into with Aura Capital Financial Services.
Most Important Terms and Conditions
- The terms and conditions and the consent thereon are for the research services provided by the RA and RA cannot execute or carry out any trade (purchase/sell transaction) on behalf of the client. Thus, you are advised not to permit the Research Analyst to execute any trade on your behalf.
- The fee charged by Aura Capital Financial Services. to you will be subject to the maximum of amount prescribed by SEBI/ Research Analyst Administration and Supervisory Body (RAASB) from time to time (applicable only for Individual and HUF Clients).
Note: 2.1. The current fee limit is Rs 1,51,000/- per annum per family of client for all research services of the Aura Capital Financial Services.
2.2 The fee limit does not include statutory charges.
2.3 The fee limits do not apply to a non-individual client / accredited investor. - Aura Capital Financial Services. may charge fees in advance if agreed by the you. Such advance shall not exceed the period stipulated by SEBI; presently it is one quarter. In case of pre-mature termination of the Aura Capital Financial Services. services by either the client or by our side, the client shall be entitled to seek refund of proportionate fees only for unexpired period.
- Fees to Aura Capital Financial Services. may be paid by the client through any of the specified modes like cheque, online bank transfer, UPI, etc. Cash payment is not allowed. Optionally the client can make payments through Centralized Fee Collection Mechanism (CeFCoM) managed by BSE Limited (i.e. currently recognized RAASB).
- Traders/Investors in the services are not being offered any guaranteed/assured returns. Past performance of the services does not indicate/guarantee of the future performance or return for any of the services.
- We never provide service like profit sharing, guaranteed profit, sure shot, Jackpot etc. Trading & investments are subject to market risks.
- Traders/Investors in the services are not being offered any guaranteed/assured returns. Past performance of the services does not indicate/guarantee of the future performance or return for any of the services.
- The SEBI registration, Enlistment with RAASB, and NISM certification do not guarantee the performance of the RA or assure any returns to the client.
- For any grievances,
Step 1: the client should first contact the Aura Capital Financial Services. by using below mentioned details:
Contact details: +91-9893092162 or can write us an E-mail at info@auracapitalfinancial.com For more details regarding grievance-related matters, please refer to the grievance redressal section of our website: https://auracapitalfinancial.com/
Step 2: If the resolution is unsatisfactory, the client can also lodge grievances through SEBI’s SCORES platform at www.scores.sebi.gov.in
Step 3: The client may also consider the Online Dispute Resolution (ODR) through the Smart ODR portal at smartodr.in
- Clients are required to keep contact details, including email id and mobile number/s updated with the us at all times.
- Aura Capital Financial Services. RA shall never ask for the client’s login credentials and OTPs for the client’s Trading Account Demat Account and Bank Account. Never share such information with anyone including us.
- Disclosure Regarding Use of Artificial Intelligence (AI) Tools in Research Services In compliance with Regulation 19(vii) and Regulation 24(7) of the SEBI (Research Analyst) Regulations, we hereby declare that no Artificial Intelligence (AI) tools are currently used in the preparation, generation, or distribution of our research services. All research outputs and recommendations are derived through human analysis and traditional research methodologies. Should there be any change in this status, appropriate disclosure will be made in accordance with applicable regulatory requirements.